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Monotonicity and Extrema

$$f'(x) > 0 \Rightarrow \text{increasing}$$
$$f'(x) < 0 \Rightarrow \text{decreasing}$$

Concavity, Inflection Points, and the Second Derivative Test

The second derivative $f''(x)$ tells us how the graph of a function bends. Understanding concavity helps us identify inflection points and determine whether critical points are maxima or minima.

Concavity of the graph:

$$f''(x) > 0 \Rightarrow \text{the graph is concave up (shaped like a cup)}$$
$$f''(x) < 0 \Rightarrow \text{the graph is concave down (shaped like a hill)}$$

Inflection points:

An inflection point occurs where the graph changes concavity — from concave up to concave down or vice versa. This usually happens where $f''(x)$ changes sign.

$$\text{If } f''(x) \text{ changes sign at } x = c,\; \text{then } c \text{ is an inflection point.}$$

The Second Derivative Test for maxima and minima:

If a point $x = c$ is a critical point (meaning $f'(c) = 0$), then the second derivative helps determine whether it is a peak or a valley.

$$f''(c) > 0 \Rightarrow \text{local minimum at } c \quad (\text{graph curves upward})$$
$$f''(c) < 0 \Rightarrow \text{local maximum at } c \quad (\text{graph curves downward})$$
$$f''(c) = 0 \Rightarrow \text{test is inconclusive; use another method}$$

Taken together, concavity and the second derivative test provide a complete picture of how the function behaves: where it bends, where it reaches peaks and valleys, and where the direction of bending changes.

Optimization Problems (Maxima-Minima)

How to solve optimization problems:

  1. Write an equation for the quantity you want to maximize or minimize.
  2. Differentiate the equation and set $f'(x)=0$ to find possible maximum or minimum values.
  3. Check which value actually gives the largest or smallest result by comparing the outputs of $f(x)$.

These problems usually involve finding the best (maximum or minimum) value under certain conditions, such as fixed perimeter, fixed area or volume, limited materials, or being restricted to a given path or shape.

Point of Inflection — CE Board Nov. 2015

Where is the point of inflection of the graph $y = (x+2)^{3/5} - 6x$?

At a point of inflection, $y''$ changes sign (or is undefined and changes sign).

$$y' = \frac{3}{5}(x+2)^{-2/5} - 6$$
$$y'' = -\frac{6}{25}(x+2)^{-7/5}$$

$y''$ is undefined at $x = -2$. Since the sign of $y''$ changes there, $x = -2$ is an inflection point.

$$y\big|_{x=-2} = 0 - 6(-2) = 12$$

Point of inflection: $(-2,\ 12)$

Point of Inflection of a Cubic Curve

Find the point of inflection of the curve $y = \dfrac{6x^2 - x^3 + 5}{7}$.

$$y' = \frac{12x - 3x^2}{7}, \qquad y'' = \frac{12 - 6x}{7} = 0 \implies x = 2$$
$$y\big|_{x=2} = \frac{6(4) - 8 + 5}{7} = \frac{21}{7} = 3$$

Point of inflection: $(2,\ 3)$

Absolute Extrema — CE Board May 2018

Find the absolute extrema of $f(x) = x^3 - 3x^2 - 24x + 2$ on the intervals $[-3,\,1]$ and $[-3,\,8]$.

Find critical points:

$$f'(x) = 3x^2 - 6x - 24 = 3(x+2)(x-4) = 0 \implies x = -2,\; x = 4$$

On $[-3,\,1]$ (only $x=-2$ is inside):

$x$$f(x)$
$-3$$20$
$-2$$\mathbf{30}$ (max)
$1$$\mathbf{-24}$ (min)

On $[-3,\,8]$ (both $x=-2$ and $x=4$ are inside):

$x$$f(x)$
$-3$$20$
$-2$$30$
$4$$\mathbf{-78}$ (min)
$8$$\mathbf{130}$ (max)

Critical Points of a Rational Function

Find the critical points of $f(x) = \dfrac{x^2}{x-1}$.

$$f'(x) = \frac{(x-1)(2x) - x^2(1)}{(x-1)^2} = \frac{x^2 - 2x}{(x-1)^2} = \frac{x(x-2)}{(x-1)^2} = 0$$

$f'(x) = 0$ when $x = 0$ or $x = 2$. ($x=1$ is not in the domain.)

Critical points: $x = 0$ and $x = 2$

Maximum Volume — Closed Cylindrical Tank

A closed cylindrical tank is to be made using steel plates with a total surface area of 115 m². What is the greatest volume possible?

Surface area: $2\pi r h + 2\pi r^2 = 115$, so $h = \dfrac{115/(2\pi) - r^2}{r}$.

$$V = \pi r^2 h = \pi r(18.30 - r^2)$$
$$\frac{dV}{dr} = \pi(18.30 - 3r^2) = 0 \implies r = \sqrt{6.10} \approx 2.47\text{ m}$$
$$h = \frac{18.30 - 6.10}{2.47} \approx 4.94\text{ m}$$
$$V = \pi(2.47)^2(4.94) \approx \mathbf{94.68\text{ m}^3}$$

Maximum Area — Isosceles Triangle — CE Board Nov. 2018

If the equal sides of an isosceles triangle are each of length $x$, what length of the third side $y$ will provide the maximum area?

Using the apex half-angle $\theta$: area $= x^2 \sin\theta\cos\theta = \frac{x^2}{2}\sin 2\theta$.

Maximum when $\sin 2\theta = 1 \Rightarrow \theta = 45°$.

$$y = 2x\sin 45° = x\sqrt{2}$$

The third side for maximum area is $y = x\sqrt{2}$ (right isosceles triangle).

Maximum Volume — Water Trough — CE Board Nov. 2021

A 20 ft long water trough has ends in the form of isosceles triangles with sides that are 4 ft long. Determine the maximum volume of the trough.

Let $x$ = base width, $h$ = height of the triangular end.

$$h = \tfrac{1}{2}\sqrt{64-x^2}, \qquad A = \tfrac{x}{4}\sqrt{64-x^2}$$
$$\frac{dA}{dx} = 0 \implies x^2 = 32 \implies x = 4\sqrt{2}\text{ ft}$$
$$h = \tfrac{1}{2}\sqrt{32} = 2\sqrt{2}\text{ ft}, \qquad A = \tfrac{1}{2}(4\sqrt{2})(2\sqrt{2}) = 8\text{ ft}^2$$
$$V = 8 \times 20 = \mathbf{160\text{ ft}^3}$$
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