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Soil Compression and Settlement

Soil compressibility is the volume decrease of a soil mass under load. In saturated clay, most volume change comes from water being squeezed from the voids; in dry or partly saturated soil, air may also be expelled.

$$S = H\frac{\Delta e}{1+e_0}$$
$$S = H\frac{e_0-e_1}{1+e_0}$$

$S$ is settlement, $H$ is layer thickness, $e_0$ is initial void ratio, and $e_1$ is final void ratio.

Normally Consolidated Clay

A normally consolidated clay has never experienced an effective overburden pressure greater than its current effective overburden pressure. Settlement is computed along the virgin compression line.

$$S_c=\frac{C_cH}{1+e_0}\log\left(\frac{P_0+\Delta P}{P_0}\right)$$
$$C_c=0.009(LL-10)$$

$C_c$ is compression index, $P_0$ is the initial average effective stress at the middle of the clay layer, and $\Delta P$ is the average stress increase.

Overconsolidated Clay

An overconsolidated clay has previously carried a larger effective stress than it carries now. The largest past effective stress is the preconsolidation pressure $P_c$.

$$OCR=\frac{P_c}{P_0}$$
$$S_c=\frac{C_sH}{1+e_0}\log\left(\frac{P_0+\Delta P}{P_0}\right)\quad \text{if }P_0+\Delta P
$$S_c=\frac{C_sH}{1+e_0}\log\left(\frac{P_c}{P_0}\right)+\frac{C_cH}{1+e_0}\log\left(\frac{P_0+\Delta P}{P_c}\right)\quad \text{if }P_0+\Delta P>P_c$$

$C_s$ is the swell or recompression index.

Secondary Compression

Secondary compression happens after primary consolidation, usually from long-term rearrangement of soil particles under essentially constant effective stress.

$$S_s=\frac{C_\alpha H}{1+e_p}\log\left(\frac{T_2}{T_1}\right)$$
$$S_T=S_c+S_s$$

$C_\alpha$ is secondary compression index, $e_p$ is void ratio at the end of primary consolidation, $T_1$ is the time for completion of primary settlement, and $T_2$ is the final time considered.

Consolidation Test Properties

Laboratory consolidation data are commonly expressed using compression index, coefficient of compressibility, coefficient of volume compressibility, and coefficient of consolidation.

$$C_c=\frac{e_1-e_2}{\log\left(\frac{P_2}{P_1}\right)}$$
$$a_v=\frac{e_1-e_2}{P_2-P_1}$$
$$m_v=\frac{a_v}{1+e_{ave}}$$
$$C_v=\frac{k}{m_v\gamma_w}$$
$$T_v=\frac{C_vt}{H_{dr}^2}$$
$$U=\frac{S_{ct}}{S_c}$$

Time Factor and Drainage Path

The drainage path controls how fast consolidation happens. For double drainage, water escapes from both faces and $H_{dr}$ is half the clay thickness. For single drainage, water escapes from one face and $H_{dr}$ is the full clay thickness.

$$H_{dr}=\frac{H}{2}\quad \text{for double drainage}$$
$$H_{dr}=H\quad \text{for single drainage}$$
$$T_v=\frac{\pi}{4}\left(\frac{U}{100}\right)^2\quad \text{for }U<60\%$$
$$T_v=1.781-0.933\log(100-U)\quad \text{for }U>60\%$$

Settlement of Footings on Sand

For a square footing on sand, the modulus of vertical subgrade reaction from a 0.3 m plate may be adjusted for footing width.

$$q=\frac{P}{B^2}$$
$$k_B=K_v\left(\frac{B+0.3}{2B}\right)^2$$
$$S=\frac{q}{k_B}$$
$$S=\frac{q}{K_v}\left(\frac{2B}{B+0.3}\right)^2$$

Problem: Compression Index

Given $P_1=100$ kN, $P_2=200$ kN, $e_1=1.46$, and $e_2=1.32$, compute the compression index.

$$C_c=\frac{e_1-e_2}{\log(P_2/P_1)}$$
$$C_c=\frac{1.46-1.32}{\log(200/100)}$$
$$C_c=0.465$$

Answer: $C_c=0.465$.

Problem: Coefficient of Compressibility

For an undisturbed clay specimen, $e_1=1.12$ at $P_1=90$ kPa and $e_2=0.90$ at $P_2=460$ kPa. Compute $a_v$.

$$a_v=\frac{e_1-e_2}{P_2-P_1}$$
$$a_v=\frac{1.12-0.90}{460-90}$$
$$a_v=5.95\times10^{-4}\text{ m}^2/\text{kN}$$

Answer: $a_v=5.95\times10^{-4}$ m2/kN.

Problem: Pressure Using 2V:1H Spread

A 450 kN column load is transmitted through a square footing 1.5 m on a side. Assuming load spreads 2 vertical to 1 horizontal, evaluate the pressure 2.7 m below the footing.

$$B_z=1.5+2\left(\frac{2.7}{2}\right)=4.2\text{ m}$$
$$A_z=4.2^2=17.64\text{ m}^2$$
$$q_z=\frac{450}{17.64}=25.51\text{ kPa}$$

Answer: $q_z=25.51$ kPa.

Problem: Settlement from Void Ratio Decrease

A 12 m soft clay layer has initial void ratio $e_0=0.90$. Under load, the void ratio decreases by one-third. Evaluate the reduction in thickness.

$$\Delta e=\frac{0.90}{3}=0.30$$
$$S=12\frac{0.30}{1+0.90}$$
$$S=1.895\text{ m}$$

Answer: $S=1.895$ m.

Problem: Settlement with Large Void Ratio

A 10 m soft clay layer has initial void ratio $e_0=2.0$. Under compressive load, the void ratio decreases by one-half. Evaluate settlement.

$$\Delta e=\frac{2.0}{2}=1.0$$
$$S=10\frac{1.0}{1+2.0}$$
$$S=3.333\text{ m}$$

Answer: $S=3.333$ m.

Problem: Settlement from One-Fourth Void Ratio Decrease

A 9.00 m soft clay layer has initial void ratio $e_0=1.0$. The void ratio decreases by one-fourth. Evaluate settlement.

$$\Delta e=\frac{1.0}{4}=0.25$$
$$S=9.00\frac{0.25}{1+1.0}$$
$$S=1.125\text{ m}$$

Answer: $S=1.125$ m.

Problem: Laboratory Strain to Field Settlement

A building is on a clay layer over impervious rock. The clay layer is 6 m thick. In a laboratory test simulating the field condition, a 75 mm specimen has void ratio reduced from 0.92 to 0.88. Compute final settlement.

$$\Delta e=0.92-0.88=0.04$$
$$S=6\frac{0.04}{1+0.92}$$
$$S=0.125\text{ m}$$

Answer: $S=0.125$ m or 125 mm.

Problem: Primary Compression Index from Index Properties

Field data show water content $w=40\%$, liquidity index $LI=0.64$, and plastic limit $PL=20\%$. Compute primary compression index.

$$LI=\frac{w-PL}{LL-PL}$$
$$0.64=\frac{40-20}{LL-20}$$
$$LL=51.25\%$$
$$C_c=0.009(51.25-10)=0.371$$

Answer: $C_c=0.371$.

Problem: Plastic Clay Settlement

Evaluate settlement for plastic clay with $P_0=200$ kPa, $\Delta P=150$ kPa, $H=10$ m, compression index $C_c=0.315$, and $e_0=1.5$.

$$S_c=\frac{C_cH}{1+e_0}\log\left(\frac{P_0+\Delta P}{P_0}\right)$$
$$S_c=\frac{0.315(10)}{1+1.5}\log\left(\frac{200+150}{200}\right)$$
$$S_c=0.306\text{ m}$$

Answer: $S_c=0.306$ m.

Problem: Settlement from Soil Profile

A soil profile is shown in the source PDF. Given saturated unit weight of sand $22.2$ kN/m3, saturated unit weight of clay $18.27$ kN/m3, $e_0=1.20$, $C_c=0.20$, structure stress increase $28$ kPa, and water table at the surface, compute construction settlement.

The layer thicknesses are embedded in the PDF figure, so use this workflow once the dimensions are read from the profile.

$$\gamma'=\gamma_{sat}-\gamma_w$$
$$P_0=\sum \gamma'_i z_i\quad \text{to the midpoint of the clay}$$
$$S_c=\frac{0.20H}{1+1.20}\log\left(\frac{P_0+28}{P_0}\right)$$

Use the clay thickness for $H$ and compute $P_0$ at the clay midpoint using effective unit weights because the water table is at the ground surface.

Problem: Oil Tank on Sand-Clay Profile

A 12 m high oil tank with unit weight $9.4$ kN/m3 is to be built on 3.6 m of sand over 16 m of clay, with the water table at the surface. Determine compression index, settlement under the center, and embedment depth to minimize settlement.

Some values for this CE Board problem are embedded in figures in the PDF. The governing steps are:

$$q=9.4(12)=112.8\text{ kPa}$$
$$C_c=0.009(LL-10)$$
$$P_0=\gamma'_{sand}(3.6)+\gamma'_{clay}(8)$$
$$S_c=\frac{C_c(16)}{1+e_0}\log\left(\frac{P_0+\Delta P}{P_0}\right)$$
$$D_{min}=\frac{q}{\gamma_{excavated}}$$

The embedment step balances removed soil pressure against tank pressure so the net stress increase on the clay is minimized.

Problem: Overconsolidated Clay Below Preconsolidation Pressure

A 3 m thick clay layer has $e_0=1.10$, $\Delta P=40$ kPa, $P_0=80$ kPa, $P_c=130$ kPa, and $C_s=0.06$. Compute primary consolidation settlement.

$$P_0+\Delta P=80+40=120\text{ kPa}$$
$$120
$$S_c=\frac{C_sH}{1+e_0}\log\left(\frac{P_0+\Delta P}{P_0}\right)$$
$$S_c=\frac{0.06(3)}{1+1.10}\log\left(\frac{120}{80}\right)$$
$$S_c=0.0151\text{ m}$$

Answer: $S_c=0.0151$ m or 15.1 mm.

Problem: Settlement from Lowering Water Table

A soil profile has clay with $C_c=0.36$ and $e_0=1.2$. Lowering the water table by 1.5 m changes the effective pressure at the midpoint of clay from 83.13 kPa to 96.38 kPa. Determine settlement.

The extracted solution gives $P_1$ and $P_2$ at point A, the midpoint of the clay. The midpoint expression indicates a 2.4 m clay layer.

$$P_1=83.13\text{ kPa}$$
$$P_2=96.38\text{ kPa}$$
$$S_c=\frac{C_cH}{1+e_0}\log\left(\frac{P_2}{P_1}\right)$$
$$S_c=\frac{0.36(2.4)}{1+1.2}\log\left(\frac{96.38}{83.13}\right)$$
$$S_c=0.0252\text{ m}$$

Answer: $S_c=0.0252$ m or 25.2 mm.

Problem: Settlement When Final Stress Exceeds Pc

A profile is subjected to a surface load of 48 kPa. The clay has $P_c=160$ kPa, $LL=40\%$, $e_0=0.90$, and $C_s=\frac{1}{5}C_c$. The extracted solution gives $P_0=140.71$ kPa. Determine primary consolidation settlement for a 6 m clay layer.

$$C_c=0.009(40-10)=0.27$$
$$C_s=\frac{0.27}{5}=0.054$$
$$P_0+\Delta P=140.71+48=188.71\text{ kPa}$$
$$188.71>P_c=160\text{ kPa}$$
$$S_c=\frac{0.054(6)}{1+0.90}\log\left(\frac{160}{140.71}\right)+\frac{0.27(6)}{1+0.90}\log\left(\frac{188.71}{160}\right)$$
$$S_c=0.0706\text{ m}$$

Answer: $S_c=0.0706$ m or 70.6 mm.

Problem: Overconsolidation Ratio

A consolidation test gives $P_c=196$ kPa. The extracted solution computes present effective pressure as $P_0=97.43$ kPa. Compute OCR.

$$OCR=\frac{P_c}{P_0}$$
$$OCR=\frac{196}{97.43}$$
$$OCR=2.01$$

Answer: $OCR=2.01$.

Problem: Total Settlement with Secondary Compression

A normally consolidated clay layer is 5 m thick. Primary settlement is 35 mm and requires 8 years. Given $C_\alpha=0.008$, $e_p=1.15$, estimate total settlement over 16 years.

$$S_s=\frac{C_\alpha H}{1+e_p}\log\left(\frac{T_2}{T_1}\right)$$
$$S_s=\frac{0.008(5)}{1+1.15}\log\left(\frac{16}{8}\right)$$
$$S_s=0.0056\text{ m}=5.6\text{ mm}$$
$$S_T=35+5.6=40.6\text{ mm}$$

Answer: Total settlement is 40.6 mm.

Problem: Time for Total Settlement

Primary consolidation settlement is 30 mm for a 5 m normally consolidated clay layer. Full primary settlement requires 8 years. If total expected settlement is 37.4 mm, $C_\alpha=0.008$, and $e_p=1.15$, find the time.

$$S_s=37.4-30=7.4\text{ mm}=0.0074\text{ m}$$
$$0.0074=\frac{0.008(5)}{1+1.15}\log\left(\frac{T_2}{8}\right)$$
$$\log\left(\frac{T_2}{8}\right)=0.3978$$
$$T_2=8(10^{0.3978})=19.99\text{ years}$$

Answer: About 20 years.

Problem: Settlement of Footing on Sand

A 3 m by 3 m square footing supports an axial load of 2250 kN on sand. If $K_v=45\times10^3$ kN/m3, estimate settlement.

$$q=\frac{2250}{3(3)}=250\text{ kPa}$$
$$S=\frac{q}{K_v}\left(\frac{2B}{B+0.3}\right)^2$$
$$S=\frac{250}{45000}\left(\frac{2(3)}{3+0.3}\right)^2$$
$$S=0.0184\text{ m}$$

Answer: $S=0.0184$ m or 18.4 mm.

Concept: Primary vs Secondary Consolidation

Primary consolidation is the time-dependent compression that occurs as excess pore water pressure dissipates after a load is applied. Terzaghi's theory governs it through the time factor:

$$T_v = \frac{c_v t}{H_{dr}^2}$$

where $H_{dr}$ is the drainage path length (half the layer thickness for double drainage). Key time factors: $T_v=0.197$ for $U=50\%$, $T_v=0.848$ for $U=90\%$. Settlement magnitude comes from:

$$S_c = \frac{C_c H}{1+e_0}\log\frac{\sigma'_{v0}+\Delta\sigma}{\sigma'_{v0}} \quad \text{(NC clay)}$$

For overconsolidated clay with OCR $> 1$, use $C_s$ (swelling index) while $\sigma'_v < \sigma'_c$, then $C_c$ once the preconsolidation pressure is exceeded. $C_s \approx C_c/5$ to $C_c/10$. Secondary compression occurs after excess pore pressure is fully dissipated and is governed by the secondary compression index $C_\alpha$:

$$S_s = \frac{C_\alpha}{1+e_p} H\log\frac{t_2}{t_1}$$

Problem: Compression Index from Two $e$-log $p$ Points

A consolidation test on a normally consolidated clay gives void ratio $e=1.24$ at effective stress $\sigma'_v=48$ kPa and $e=0.89$ at $\sigma'_v=192$ kPa. The clay layer is 3.0 m thick with initial void ratio $e_0=1.24$. Compute $C_c$ and estimate primary consolidation settlement when stress increases from 48 kPa to 192 kPa.

$$C_c = \frac{e_1 - e_2}{\log(\sigma'_2/\sigma'_1)} = \frac{1.24 - 0.89}{\log(192/48)} = \frac{0.35}{\log 4} = \frac{0.35}{0.6021} = 0.581$$
$$S_c = \frac{C_c H}{1+e_0}\log\frac{\sigma'_{v0}+\Delta\sigma}{\sigma'_{v0}}$$
$$S_c = \frac{0.581(3.0)}{1+1.24}\log\frac{192}{48} = \frac{1.743}{2.24}(0.6021)$$
$$S_c = 0.778(0.6021) = 0.469\text{ m} = 469\text{ mm}$$

Answer: $C_c=0.581$, $S_c=469$ mm.

Problem: Time for 50% and 90% Consolidation

A 4.8 m thick clay layer is doubly drained. The coefficient of consolidation is $c_v=1.8\times10^{-3}$ cm²/s. Determine the time in days required to reach 50% and 90% average consolidation.

Double drainage: $H_{dr}=4.8/2=2.4$ m $=240$ cm.

$$t = \frac{T_v H_{dr}^2}{c_v}$$

At $U=50\%$, $T_v=0.197$:

$$t_{50} = \frac{0.197(240)^2}{1.8\times10^{-3}} = \frac{11{,}347}{0.0018} = 6{,}304{,}000\text{ s} = 73.0\text{ days}$$

At $U=90\%$, $T_v=0.848$:

$$t_{90} = \frac{0.848(240)^2}{1.8\times10^{-3}} = \frac{48{,}844.8}{0.0018} = 27{,}136{,}000\text{ s} = 314\text{ days}$$

Answer: $t_{50}=73.0$ days, $t_{90}=314$ days.

Problem: Primary Settlement of Normally Consolidated Clay

A normally consolidated clay layer is 6.0 m thick. Initial effective vertical stress at mid-depth is 80 kPa. A proposed building will increase stress at mid-depth by 45 kPa. The clay has initial void ratio $e_0=0.95$ and $C_c=0.40$. Compute expected primary consolidation settlement.

$$S_c = \frac{C_c H}{1+e_0}\log\frac{\sigma'_{v0}+\Delta\sigma}{\sigma'_{v0}}$$
$$S_c = \frac{0.40(6.0)}{1+0.95}\log\frac{80+45}{80}$$
$$S_c = \frac{2.40}{1.95}\log(1.5625) = 1.231(0.1938)$$
$$S_c = 0.239\text{ m} = 239\text{ mm}$$

Answer: $S_c \approx 239$ mm.

Problem: Settlement of Overconsolidated Clay (Two-Stage)

A 4.0 m clay layer has $e_0=0.82$, $C_c=0.45$, $C_s=0.08$, and preconsolidation pressure $\sigma'_c=150$ kPa. Current effective stress at mid-depth is 90 kPa (OCR = 1.67). An applied load will increase mid-depth stress by 100 kPa to a final value of 190 kPa. Compute total primary settlement.

Since $\sigma'_{v,\text{final}}=190$ kPa $>\sigma'_c=150$ kPa, two stages are required.

Stage 1 — recompression (90 → 150 kPa), use $C_s$:

$$S_1 = \frac{C_s H}{1+e_0}\log\frac{\sigma'_c}{\sigma'_{v0}} = \frac{0.08(4.0)}{1.82}\log\frac{150}{90}$$
$$S_1 = 0.1758(0.2218) = 0.0390\text{ m} = 39\text{ mm}$$

Stage 2 — virgin compression (150 → 190 kPa), use $C_c$:

$$S_2 = \frac{C_c H}{1+e_0}\log\frac{\sigma'_{v,f}}{\sigma'_c} = \frac{0.45(4.0)}{1.82}\log\frac{190}{150}$$
$$S_2 = 0.9890(0.1027) = 0.1016\text{ m} = 102\text{ mm}$$
$$S_c = S_1 + S_2 = 39 + 102 = 141\text{ mm}$$

Answer: $S_c=141$ mm (39 mm recompression + 102 mm virgin compression).

Problem: Long-Term Secondary Compression

Primary consolidation of a 6.0 m clay layer is complete at $t_{100}=8$ years. At that time the void ratio is $e_p=0.72$. The secondary compression index $C_\alpha=0.018$. Estimate secondary compression from $t_{100}$ to 25 years and from $t_{100}$ to 50 years.

$$S_s = \frac{C_\alpha}{1+e_p} H\log\frac{t}{t_{100}} = \frac{0.018}{1.72}(6.0)\log\frac{t}{8}$$

To $t=25$ years:

$$S_s = \frac{0.018(6.0)}{1.72}\log\frac{25}{8} = 0.06279\log(3.125) = 0.06279(0.4949)$$
$$S_s = 0.03107\text{ m} = 31.1\text{ mm}$$

To $t=50$ years:

$$S_s = 0.06279\log\frac{50}{8} = 0.06279\log(6.25) = 0.06279(0.7959)$$
$$S_s = 0.04997\text{ m} = 50.0\text{ mm}$$

Answer: 31.1 mm by year 25, 50.0 mm by year 50 (after end of primary).

Exam Generator Problems

Additional board-style practice items for this topic.

Question Bank: q755

HGE - Geotechnical Engineering / Age Problems / jj

Formula-mode item rendered with fixed values for lecture/PDF export.

What is the value of the expression below if x=3 and y=10

q755
  1. 59049
  2. 30
  3. 0.3
  4. 3.3333333333333335

Solution pending in psadquestions/q755.json.

Question Bank: v5

HGE - Geotechnical Engineering / Consolidation Settlement / HGE May 2019

Formula-mode item rendered with fixed values for lecture/PDF export.

A 12-m thick layer of soft clay has an initial void ratio of 1. Under a compressive load applied above it, the void ratio decreased by one-half. Evaluate the reduction in thickness of the clay layer in meters.

  1. 6.00 m
  2. 3.00 m
  3. 2.61 m
  4. 3.57 m

Settlement from a change in void ratio, with $e_f=\dfrac{e_0}{2}$:

$$\Delta H=H\,\frac{e_0-e_f}{1+e_0}.$$
Computed answer: 3.00 m

Question Bank: v6

HGE - Geotechnical Engineering / Consolidation Settlement / HGE May 2019

Formula-mode item rendered with fixed values for lecture/PDF export.

A layer of plastic clay has initial intergranular pressure 240 kPa, pressure increase 90 kPa, thickness 8 m, compression index 0.32, and void ratio 0.95. Evaluate the plastic settlement in meters.

  1. 0.182 m
  2. 0.274 m
  3. 0.096 m
  4. 0.423 m

Normally-consolidated (virgin) compression settlement:

$$S=\frac{H\,C_c}{1+e_0}\,\log_{10}\!\left(\frac{p_0+\Delta p}{p_0}\right).$$
Computed answer: 0.182 m

Question Bank: v81

HGE - Geotechnical Engineering / Consolidation Settlement / HGE November 2019

Formula-mode item rendered with fixed values for lecture/PDF export.

A soft clay layer 10 m thick has initial void ratio 1.2. Loading reduces the void ratio by 25% of its initial value. Evaluate settlement.

  1. 0.87 m
  2. 1.45 m
  3. 2.74 m
  4. 1.36 m
The void-ratio change is $\Delta e=e_0(25/100)=0.3$. One-dimensional settlement is $$\Delta H=H\frac{\Delta e}{1+e_0}=10\frac{0.3}{1+1.2}=1.36363636364\text{ m}.$$
Computed answer: 1.36 m

Question Bank: v82

HGE - Geotechnical Engineering / Consolidation Settlement / HGE November 2019

Formula-mode item rendered with fixed values for lecture/PDF export.

A normally consolidated clay layer 7 m thick has compression index 0.375, initial void ratio 1.1, initial effective stress 160 kPa, and stress increase 140 kPa. Compute consolidation settlement.

  1. 0.471 m
  2. 0.341 m
  3. 0.792 m
  4. 0.607 m
For normally consolidated clay, $$S=H\frac{C_c}{1+e_0}\log_{10}\left(\frac{p_0+\Delta p}{p_0}\right).$$ With $p_f=300$ kPa, the settlement is $S=0.34125159008$ m.
Computed answer: 0.341 m